Chief Compliance Officer
Bryan Tennant joined Astor in 2022 and is currently serving as the Chief Compliance Officer to oversee the firm’s regulatory compliance program. Mr. Tennant began his career as a Financial Advisor at Wachovia Securities where he learned about securities markets, financial planning, and serving the best interests of clients. Bryan has served in various compliance oversight roles at national and global investment firms such as Calamos Investments, Nuveen Investments, First Trust Securities, and Aviva Investors. In these roles, Mr. Tennant’s duties included implementing and communicating broker-dealer and RIA compliance programs, policies and procedures, code of ethics, and marketing and sales oversight. He earned his Bachelor of Science degree from Loyola University Chicago and holds various securities registrations including FINRA Series 7,24, 63, and 65 and the NFA Series 3.
MAS-M-316814-2022-11-02